Articles from Kurta Law

The securities attorneys of Kurta Law would like to speak with any investors who have worked with Michael F. Shillin. Kurta Law, a national securities law firm, is investigating Mr. Shillin’s conduct as a broker following his bar from the Financial Industry Regulatory Authority (FINRA).
By Kurta Law · Via Business Wire · November 1, 2021

National securities law firm Kurta Law is investigating claims that Oppenheimer & Co. Inc. (NYSEOPY) failed to supervise their brokers, including John Woods, allowing them to perpetrate an alleged Ponzi scheme called Horizon Private Equity III. According to a complaint filed by the SEC, John Woods convinced elderly investors to pour money into a $110 million fraud from approximately 2008 to 2016.
By Kurta Law · Via Business Wire · September 13, 2021